Asset Managers

Investment management companies, their advisors and CEOs, and the individual investors who trust in them turn to REM for the wise counsel that keeps these financial institutions profitable and in full regulatory compliance. The personal and comprehensive services we provide help make for stable investment entities, able to withstand the intense scrutiny that such companies garner. REM offers support for investment and management companies at all stages of the process, helping them maximize income responsibly while minimizing the tax liabilities for all parties.

Attest and Audit

  • Year-end audit of financial statements
  • Global Investment Performance Standards (GIPS)-based or manager-specified review reports of investment performance statistics
  • Surprise examinations of funds and securities in custody to meet Rule 206|(4)|-2 of the Investment Advisers Act of 1940

Tax

  • Preparing tax returns for management company and general partners
  • Representation before Internal Revenue Service and other agencies
  • Preparation of year-end estimates of taxable income for dissemination to fund investors
  • Preparation of tax returns for a fund’s investment manager, general partner, and individual owners
  • Preparing tax returns for management company and general partners
  • Representation before Internal Revenue Service and other agencies

Advisory

  • Regulatory compliance and operations consulting
  • Reviewing and assisting in the development of partnership agreements and private placement memoranda
  • Establishing the optimum organizational, management fee, and incentive allocation structures
  • Setting investor liquidity requirements
  • Determining cash requirements for management company’s staff and operational budget