Broker-Dealers

As a financial services broker/dealer, you need the most experienced and accessible guidance. REM is proud to provide this niche the complete range of support it requires. Our thorough understanding and compliance with SEC, FINRA, CFTC, and NFA regulations sets us apart from the competition, and you will see the difference right away. We deliver top quality attest services in a rapidly changing environment to keep you at the top of your industry.

Menu of Services

  • Auditing under GAAP and PCAOB standards
  • Initial capitalization and organizational structure consulting
  • Net capital, customer reserve computations, and internal accounting controls support
  • Regulatory agency memberships consulting
  • Review of regulatory reports
  • Consultation regarding SEC, FINRA, CFTC, and NFA rules and compliance
  • Anti-money-laundering (AML) reviews
  • Tax services

Funds of Funds

Whether you want to create an investment company or you need help managing an established fund, REM delivers the personal service and expertise you seek. Our complete slate of services for alternative investments is available to help investors and fund managers form start-ups and foster smart organizational structures that endure and create capital growth. With the careful tax and attest assistance REM applies to such investment vehicles, their performance is maximized and their investment structure sound. Winning performance and high stability don’t have to be an either/or proposition. REM can help you build success, turning mere ideas into reality.

Hedge Funds

The highly personalized hedge fund services our partners offer provide you invaluable assistance in managing your fund, whatever stage it may be in today. With the full range of attest, audit, tax, and consulting services described above, REM offers fund managers and investors interested in creating a fund the best guidance available to start, manage, and grow these investment vehicles. Maximize the investment performance of your hedge fund for clients and investors with REM helping you find the way to outstanding growth and stability.